Discussion Papers

Discussion Paper No. 103
November 5, 2021

Approximate Expected Utility Rationalization

Author:

Taisuke Imai (LMU Munich)
Federico Echenique (California Institute of Technology)
Kota Saito (California Institute of Technology)

Abstract:

We propose a new measure of deviations from expected utility, given data on economic choices under risk and uncertainty. In a revealed preference setup, and given a positive number e, we provide a characterization of the datasets whose deviation (in beliefs, utility, or perceived prices) is within e of expected utility theory. The number e can then be used as a distance to the theory. We apply our methodology to three recent large-scale experiments. Many subjects in those experiments are consistent with utility maximization, but not expected utility maximization. The correlation of our measure with demographics is also interesting, and provides new and intuitive findings on expected utility.

Keywords:

expected utility; revealed preference;

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Discussion Paper No. 102

Net Neutrality, Prioritization and the Impact of Content Delivery Networks

Author:

Pio Baake (DIW Berlin)
Slobodan Sudaric (HU Berlin)

Abstract:

We analyze competition between Internet Service Providers (ISPs) where consumers demand heterogeneous content within two Quality-of-Service (QoS) regimes, Net Neutrality and Paid Prioritization, and show that paid prioritization increases the static efficiency compared to a neutral network. We also consider paid prioritization intermediated by Content Delivery Networks (CDNs). While the use of CDNs is welfare neutral, it results in higher consumer prices for internet access. Regarding incentives to invest in network capacity we show that discriminatory regimes lead to higher incentives than the neutral regime as long as capacity is scarce, while investment is highest in the presence of CDNs.

Keywords:

content delivery network; investment; net neutrality; prioritization;

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Discussion Paper No. 101

Labor Market and Distributional Effects of an Increase in the Retirement Age

Author:

Johannes Geyer (DIW Berlin)
Peter Haan (DIW Berlin)
Anna Hammerschmidt (DIW Berlin)
Michael Peters (DIW Berlin)

Abstract:

We evaluate the labor market and distributional effects of an increase in the early retirement age (ERA) from 60 to 63 for women. We use a regression discontinuity design which exploits the immediate increase in the ERA between women born in 1951 and 1952. The analysis is based on the German micro census which includes about 370,000 households per year. We focus on heterogeneous labor market effects on the individual and on the household level and we study the distributional implications using net household income. In this respect we extend the previous literature which mainly studied employment effects on the individual level. Our results show sizable labor market effects which strongly differ by subgroups. We document larger employment effects for women who cannot rely on other income on the household level, e.g. women with a low income partner. The distributional analysis shows on average no significant effects on female or household income. This result holds as well for heterogeneous groups: Even for the most vulnerable groups, such as single women, women without higher education, or low partner income, we do not find significant reductions in income. One reason for this result is program substitution.

Keywords:

retirement age; pension reform; labor supply; early retirement; distributional effects; spillover effects; household;

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Discussion Paper No. 100
November 4, 2021

Sweet Lemons: Mitigating Collusion in Organizations

Author:

Martin Pollrich (University of Bonn)
Colin von Negenborn (HU Berlin)

Abstract:

This paper shows that the possibility of collusion between an agent and a supervisor imposes no restrictions on the set of implementable social choice functions (SCF) and associated payoff vectors. Any SCF and any payoff profile that are implementable if the supervisor′s information was public is also implementable when this information is private and collusion is possible. To implement a given SCF we propose a one-sided mechanism that endogenously creates private information for the supervisor vis-à-vis the agent, and conditions both players′ payoffs on this endogenous information. We show that in such a mechanism all collusive side-bargaining fails, similar to the trade failure in Akerlof′s (1970) car market and in models of bilateral trade.

Keywords:

mechanism design; collusion; asymmetric information; correlation;

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Discussion Paper No. 99

Multinational Banks in Regulated Markets: Financial Integration Desirable?

Author:

Andreas Haufler (LMU Munich)
Ian Wooton (University of Strathclyde)

Abstract:

We set up a two-country, regional model of trade in financial services. Competitive firms in each country manufacture non-traded consumer goods in an uncertain productive environment, borrowing funds from a bank in either the home or the foreign market. Duopolistic banks can choose their levels of monitoring of firms and thus the levels of risk-taking, where the risk of bank failure is partly borne by taxpayers in the banks' home countries. Moreover, each bank chooses the allocation of its lending between domestic and foreign firms, while the bank's overall loan volume is fixed by a capital requirement set optimally in its home country. In this setting we consider two types of financial integration. A reduction in the compliance costs of cross-border banking reduces aggregate output and increases risk-taking, thus harming consumers and taxpayers in both countries. In contrast, a reduction in the costs of screening foreign firms is likely to be eneficial for banks, consumers, and taxpayers alike.

Keywords:

multinational banks; foreign direct investment; capital regulation; financial integration;

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Discussion Paper No. 98

Persuasion Against Self-Control Problems

Author:

Jonas von Wangenheimer (HU Berlin)

Abstract:

I derive a social planner's optimal information design in an environment with quasi-hyperbolic discounting consumers without commitment. Consumption induces instantaneous utility, but unknown delayed cost. Consumers may or may not acquire additional costless information on the cost parameter. The planner's optimal signal can be interpreted as an incentive compatible consumption recommendation whenever the cost parameter is below some cut-off. Welfare strictly exceeds the one under full information. I characterize distributional conditions under which welfare attains first best.

Keywords:

bayesian persuasion; present bias; hyperbolic discounting; rational inattention;

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Discussion Paper No. 97

How Do Sellers Benefit From Buy-It-Now Prices in Ebay Auctions? - an Experiment Investigation

Author:

Tim Grebe ()
Radosveta Ivanova-Stenzel (TU Berlin)
Sabine Kröger (Laval University)

Abstract:

In Buy-It-Now (BIN, hereafter) auctions, sellers can make a "take-it-or-leave-it" price offer (BIN price) prior to an auction. We analyse experimentally how eBay sellers set BIN prices and whether they benefit from offering them. Using the real eBay environment in the laboratory, we find that the eBay auction format supports deviations from truthful bidding leading to auction prices substantially below those expected in second-price auctions. Our results reveal that the observed price deviations are not an artefact due to the existence of the BIN price, rather a consequence of the specific features of the eBay-auction format - a mixture between sealed-bid and open second-price auction with a fixed end-time. Moreover, we find that information available on eBay can be used as indicator for the price deviation and that sellers respond strategically to this information. Seller risk aversion does not affect BIN prices and more experienced sellers ask for higher BIN prices. The introduction of BIN prices to eBay auctions has an enhancing effect: the eBay BIN auction is more efficient and generates significantly higher revenue compared to a standard eBay auction without a BIN price.

Keywords:

experience; online markets; ebay; bin price; private value; experiment;

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Discussion Paper No. 96

God Does Not Play Dice, but Do We?

Author:

Teresa Backhaus (WZB)
Yves Breitmoser (HU Berlin)

Abstract:

When do we cooperate and why? This question concerns one of the most persistent divides between "theory and practice", between predictions from game theory and results from experimental studies. For about 15 years, theoretical analyses predict completely-mixed "behavior" strategies, i.e. strategic randomization rendering "when" and "why" questions largely moot, while experimental analyses seem to consistently identify pure strategies, suggesting long-run interactions are deterministic. Reanalyzing 145,000 decisions from infinitely repeated prisoner's dilemma experiments, and using data-mining techniques giving pure strategies the best possible chance, we conclude that subjects play semi-grim behavior strategies similar to those predicted by theory.

Keywords:

C72; C73; C92; D12;

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Discussion Paper No.

Does Financial Literacy Improve Financial Inclusion? Cross Country Evidence

Author:

Antonia Grohmann (DIW Berlin)
Theres Klühs (Leibniz Universität Hannover)
Lukas Menkhoff (DIW Berlin, HU Berlin)

Abstract:

While financial inclusion is typically addressed by improving the financial infrastructure, we show that a higher degree of financial literacy also has a clear beneficial effect. We study this effect at the cross-country level, which allows us to consider institutional variation. Regarding "access to finance", financial infrastructure and financial literacy are mainly substitutes. However, regarding the "use of financial services", the effect of higher financial literacy strengthens the effect of more financial depth. The causal interpretation of these results is supported by IV-regressions. Moreover, the positive impact of financial literacy holds across income levels and several subgroups within countries.

Keywords:

financial inclusion; financial literacy; financial institutions; financial development;

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Discussion Paper No. 94

Of Restarts and Shutdowns: Dynamic Contracts with Unequal Discounting

Author:

Thomas Mettral (HU Berlin)
Ilia Krasikov (Penn State University)
Rohit Lamba (Penn State University)

Abstract:

A large supplier (principal) contracts with a small firm (agent) to repeatedly provide working capital in return for payments. The total factor productivity of the agent is private and follows a Markov process. Moreover, the agent is less patient than the principal. We solve for the optimal contract in this environment. Distortions are pervasive and efficiency unattainable. The optimal contract is characterized by two key properties: restart and shutdown, which capture various aspects of contracts offered in the marketplace. The optimal distortions are completely pinned down by the number of low TFP shocks since the last high shock. Once a high shock arrives, the contract loses memory and repeats the same cycle, we call this endogenous resetting feature restart. If ex ante agency frictions are high, the principal commits to not serving the low type, we call this shutdown. The principal prefers a patient agent if the interim agency friction, as measured by the persistence of the private information is large, and she prefers an impatient agent if it is small. Finally, when global incentive constraints bind, we (i) provide the complete recursive solution, and (ii) characterize a simpler incentive compatible contract that is approximately optimal.

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